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Sarah Hughes

Director, Compliance

Ph: 866.SRP.401K x720

sarahh@srpretire.com

Sarah leads the corporate compliance efforts for Strategic Retirement Partners. Her compliance related activities include, managing and auditing SRP’s processes and procedures, coordinating regulatory action items across all of SRP, and assisting in corporate initiatives.

Sarah began working in the retirement plan industry in 2001. Prior to her current role with Strategic Retirement Partners, Sarah served as the Director, Marketing and a Senior Plan Consultant for Strategic Retirement Partners, worked as a Client Relationship Manager for Transamerica, and lead a service team for a regional consulting firm. This industry experience positions Sarah to understand and guide the unique compliance needs of a retirement plan consulting services firm.

She is also an LPL registered assistant and has passed the FINRA Series 7 (General Securities Representative), Series 24 (General Securities Principal), and Series 63 (Uniform Securities Agent State Law) licenses, but does not offer securities.*

Sarah, her husband, and daughter reside in Stanford, Illinois where she enjoys spending time in nature, cooking, and travel.


*Series 7, 24 and 63 registrations held through LPL Financial.



What was your first job?

Playing the Easter Bunny in one of those awful furry costumes.


What is your favorite quote?

When I was 5 years old, my mother always told me that happiness was the key to life. When I went to school, they asked me what I wanted to be when I grew up. I wrote down “happy”. They told me I didn’t understand the assignment, and I told them they didn’t understand life. —John Lennon


What is one thing that you love to do that you get to do nearly every day?

Put my daughter to bed every night. That few minutes is magical.